Unclaimed
Michael Auger is a financial professional with over 20 years of experience in the securities industry. Michael is currently registered with Russell Investments Implementation Services, LLC, and holds the Series 7, Series 63, and SIE licenses. Michael has a long history of working at Russell Investments and its predecessor firms, including Russell Financial Services, Inc. Michael specializes in working with pooled investment vehicles and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Execution services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts
1
2
WA
06/15/2016 - Present
Russell Investments Implementation Services, LLC (SEATTLE WA)
FL
01/01/2008 - 06/15/2016
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (TAMPA FL)
FL
07/01/2004 - 01/01/2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS (TAMPA FL)
WA
10/11/2000 - 08/06/2004
RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)
BC
Issued 02/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Auger is the right advisor for you? Invested Better is here to help.