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Michael Charles Alessi

Sc & h Capital Corp.

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About Michael Charles Alessi

Michael Charles Alessi is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Sc&h Capital Corp. Previously, Michael worked at Stiefel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ferris, Baker Watts Incorporated, BT Alex. Brown Incorporated, Alex. Brown & Sons Incorporated and T. Rowe Price Investment Services, Inc. Michael holds licenses for Series 6, 7, 55, 63, 66, 79 and SIE. Michael's primary office is located in Ellicott City, MD.

Firm Information

Michael Alessi is currently registered with Sc & h Capital Corp.. Sc&h Capital Corp. is a Corporation formed on October 25, 2004. They are registered in Delaware, District of Columbia, Maryland, and Virginia, and are also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Alessi’s Registration & Firm History

MD

04/28/2017 - Present

Sc&h Capital Corp. (Ellicott City MD)

MD

11/11/2011 - 03/09/2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

NY

03/14/2003 - 09/06/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MD

12/09/1997 - 12/06/2001

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

MD

09/01/1997 - 01/22/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

02/11/1997 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

MD

05/20/1996 - 07/29/1996

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 05/01/2012

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/24/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/08/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/10/1997

Series 7 - General Securities Representative Examination

BC

Issued 05/16/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Charles Alessi.
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