Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Chan is a financial advisor with Equitable Distributors, LLC. Michael has been in the financial services industry since 2000. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, Series 63 and SIE licenses. Michael's experience includes working with clients in Connecticut and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/08/2017 - Present
Equitable Distributors, LLC (Charlotte NC)
NC
09/11/2007 - 03/31/2017
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CT
04/25/2003 - 09/12/2007
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
10/02/2001 - 04/29/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
MO
10/01/2000 - 08/14/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/07/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 03/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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