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Michael Cembalest

J.p. Morgan Institutional Investments Inc.

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About Michael Cembalest

Michael Cembalest has been in the financial services industry since May 1999. Michael is currently registered with J.p. Morgan Institutional Investments Inc. and has been registered since April 2013. Michael is also licensed as a registered representative in New York, North Carolina, and Texas. Michael has passed the Series 63, Series 10, Series 9, Series 24, SIE, and Series 7 exams. Before joining J.p. Morgan Institutional Investments Inc., Michael was with J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., MORGAN STANLEY & CO., INCORPORATED, and J.P. MORGAN SECURITIES INC.

Firm Information

Michael Cembalest is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Cembalest’s Registration & Firm History

NY

04/02/2013 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

10/01/2008 - 12/31/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

01/22/2002 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/30/1998 - 06/05/1998

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

06/26/1995 - 01/29/1998

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/23/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/21/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/18/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Cembalest.
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