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Michael Catalano

National Financial Services LLC

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About Michael Catalano

Michael Catalano is a financial professional with over 20 years of experience in the industry. Michael is currently registered with National Financial Services LLC, a firm that provides a wide range of financial services. Prior to joining National Financial Services LLC, Michael worked at several other firms, including CG Capital Markets, LLC, BNY Mellon Capital Markets, LLC, and Mesirow Financial, Inc. Michael has a strong background in the securities industry, holding licenses for Series 7, 24, 53, 55, and 63. Michael is committed to providing his clients with the highest quality financial advice and services.

Firm Information

Michael Catalano is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Catalano’s Registration & Firm History

NJ

04/19/2023 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

05/15/2018 - 07/17/2018

CG CAPITAL MARKETS, LLC (Red Bank NJ)

NY

03/07/2017 - 11/27/2017

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

07/29/2014 - 03/02/2017

MESIROW FINANCIAL, INC. (NEW YORK NY)

NY

06/26/2007 - 05/28/2014

BROWNSTONE INVESTMENT GROUP, LLC (NEW YORK NY)

NJ

09/09/2005 - 06/19/2007

PERSHING LLC (JERSEY CITY NJ)

NJ

04/21/2004 - 09/09/2005

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

NE

07/10/2000 - 04/27/2004

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

06/28/1999 - 07/06/2000

GRUNTAL & CO., L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2006

Series 24 - General Securities Principal Examination

BC

Issued 12/16/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/30/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Catalano.
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