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Michael Carvalhal

Fidelity Brokerage Services LLC

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About Michael Carvalhal

Michael Carvalhal is a licensed financial professional registered with Fidelity Brokerage Services LLC. Michael has been in the industry since July 18, 2022. Michael holds the Series 99TO and the Securities Industry Essentials Examination licenses. Michael is also registered with National Financial Services LLC. Michael is located in Smithfield, Rhode Island.

Firm Information

Michael Carvalhal is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Carvalhal’s Registration & Firm History

RI

03/23/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 07/19/2022

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2022

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Carvalhal.
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