Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carter Vanstraaten is a financial advisor currently registered with Stifel, Nicolaus & Company, Inc. Michael is also a registered investment advisor in Minnesota and Texas. Michael has been in the financial industry since September 26, 2005 and has prior experience working with UBS Financial Services Inc. and Piper Jaffray & Co.. Michael's firm has a strong focus on providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/21/2009 - Present
Stifel, Nicolaus & Company, Inc. (ROCHESTER MN)
MN
08/12/2006 - 10/16/2009
UBS FINANCIAL SERVICES INC. (ROCHESTER MN)
MN
09/27/2005 - 08/12/2006
PIPER JAFFRAY & CO. (ROCHESTER MN)
BOTH
Issued 11/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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