Unclaimed
Michael Carman Seccuro is a financial advisor based in Los Angeles, California. Michael is registered with Intrepid Investment Bankers LLC. Michael has been in the financial services industry since 2000. Michael has passed the Series 7, Series 63, Series 79TO, Series 24 and SIE exams. Michael's previous employers include BOFA Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stifel, Nicolaus & Company, Incorporated, Ernst & Young Capital Advisors, LLC, and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/19/2020 - Present
Intrepid Investment Bankers LLC (LOS ANGELES CA)
CA
05/10/2019 - 08/28/2019
BOFA SECURITIES, INC. (LOS ANGELES CA)
CA
07/21/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
NY
11/27/2012 - 06/28/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/07/2012 - 11/27/2012
ERNST & YOUNG CAPITAL ADVISORS, LLC (NEW YORK NY)
NY
11/01/2010 - 02/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/25/2003 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/28/2000 - 07/02/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 01/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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