Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carlton Smith is a registered representative with Charles Schwab & CO., Inc. Michael is a financial professional with over 20 years of experience in the industry. Michael has held licenses in numerous states. Michael has worked for a variety of firms in the past, including FIRST TENNESSEE BROKERAGE, INC. and J.P. TURNER & COMPANY, L.L.C. Michael is based in Knoxville, TN and is currently registered with Charles Schwab & CO., Inc. in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TN
01/02/2019 - Present
Charles Schwab & CO., Inc. (Knoxville TN)
TN
11/18/2009 - 05/18/2011
FIRST TENNESSEE BROKERAGE, INC. (KNOXVILLE TN)
TN
01/07/2000 - 10/27/2009
CHARLES SCHWAB & CO., INC. (KNOXVILLE TN)
GA
06/30/1999 - 11/23/1999
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
TX
08/28/1998 - 07/09/1999
UNITED SERVICES PLANNING ASSOCIATION, INC. (FORT WORTH TX)
BOTH
Issued 12/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Michael Smith is the right advisor for you? Invested Better is here to help.
