Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carlton Murray is a financial advisor who has been in the industry since August 7, 2000. Currently, Michael is registered with UBS Financial Services Inc. and is licensed to conduct business in New Jersey. Prior to joining UBS Financial Services Inc., Michael was affiliated with Cabrera Capital Markets, LLC, Bonwick Capital Partners, LLC, Burnham Securities Inc., and Rice Financial Products Company. Michael holds multiple professional certifications including the Series 63, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 79TO, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/11/2018 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
08/24/2016 - 02/09/2017
CABRERA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/04/2015 - 07/02/2016
BONWICK CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
09/24/2015 - 12/28/2015
BURNHAM SECURITIES INC. (NEW YORK NY)
NY
09/17/1998 - 10/31/2014
RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/02/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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