Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carlson is a financial professional with over 20 years of experience in the industry. Michael currently works at Daiwa Capital Markets America Inc. and previously worked at Commerz Markets LLC, Natixis Securities Americas LLC and Natixis Securities North America Inc. Michael holds Series 27, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/20/2023 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
08/14/2018 - 01/23/2023
COMMERZ MARKETS LLC (NEW YORK NY)
NY
10/03/2011 - 08/17/2018
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
01/26/2001 - 10/03/2011
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
BC
Issued 01/11/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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