Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Valdez is a financial advisor with LPL Financial LLC. Michael is registered in Florida, Georgia, Illinois and North Carolina. Michael also has a Series 6, Series 7, Series 22, Series 24, Series 63, and Series 65 licenses and holds the Certified Financial Planner designation. Prior to joining LPL Financial LLC, Michael was with Cetera Advisors LLC, Wilbanks Securities, Inc., NFP Securities, Inc. and Pan-American Financial Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/09/2019 - Present
LPL Financial LLC (TAMPA FL)
FL
09/06/2016 - 12/12/2019
CETERA ADVISORS LLC (TAMPA FL)
FL
02/29/2012 - 09/14/2016
WILBANKS SECURITIES, INC. (Tampa FL)
FL
04/01/2003 - 03/07/2012
NFP SECURITIES, INC. (TAMPA FL)
LA
08/02/2002 - 04/02/2003
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
CA
01/11/2000 - 07/29/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
02/14/1996 - 12/31/1999
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
07/27/1994 - 02/15/1996
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
10/06/1986 - 07/14/1994
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NA
03/05/1985 - 12/20/1985
TITAN CAPITAL CORPORATION
NA
02/27/1984 - 03/08/1985
E.I. SALES, INC.
IA
Issued 08/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/24/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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