Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Roos is a financial advisor based in Milwaukee, Wisconsin. Michael has been in the financial industry since December 10, 1997. Michael is currently registered with Artisan Partners Distributors LLC. Michael has been registered with Artisan Partners Distributors LLC since October 14, 1998. Michael was previously registered with Fidelity Brokerage Services, Inc. and Strong Funds Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
10/14/1998 - Present
Artisan Partners Distributors LLC (MILWAUKEE WI)
RI
07/08/1995 - 12/01/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
WI
03/10/1994 - 08/16/1994
STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)
BC
Issued 06/11/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/06/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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