Unclaimed
Michael Carl Tattas is a financial advisor with over 20 years of experience in the industry. Michael has a strong background in securities trading and operations, and he is also a registered principal. Michael currently works at Gar Wood Securities, LLC, a firm with a strong focus on providing clients with a wide range of investment products and services. Michael is committed to providing clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/04/2007 - Present
GAR Wood Securities, LLC (Naperville IL)
IL
05/02/2001 - 04/29/2010
TURNING POINT SECURITIES, LLC (CHICAGO IL)
BC
Issued 05/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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