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Michael Carl Tattas

GAR Wood Securities, LLC

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About Michael Carl Tattas

Michael Carl Tattas is a financial advisor with over 20 years of experience in the industry. Michael has a strong background in securities trading and operations, and he is also a registered principal. Michael currently works at Gar Wood Securities, LLC, a firm with a strong focus on providing clients with a wide range of investment products and services. Michael is committed to providing clients with personalized investment advice and guidance.

Firm Information

Michael Tattas is currently registered with GAR Wood Securities, LLC. GAR Wood Securities, LLC is a Limited Liability Company formed on February 20, 2004. The firm is registered in all 50 states and the District of Columbia. It has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Tattas’s Registration & Firm History

IL

01/04/2007 - Present

GAR Wood Securities, LLC (Naperville IL)

IL

05/02/2001 - 04/29/2010

TURNING POINT SECURITIES, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/31/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 07/26/2002

Series 24 - General Securities Principal Examination

BC

Issued 05/22/2001

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Carl Tattas.
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