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Michael Carl Probst

Osaic Wealth, Inc.

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About Michael Carl Probst

Michael Carl Probst is a financial advisor with over 28 years of experience in the securities industry. Michael has been registered with Osaic Wealth, Inc. since June 2024. Michael has also previously been registered with Securities America, Inc. and MML Investors Services, Inc.. Michael has a Series 6, Series 63, and SIE license and is registered in California, Connecticut, Florida, Illinois, New Jersey, New York, and Pennsylvania. Michael specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.

Firm Information

Michael Probst is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Probst’s Registration & Firm History

NY

06/14/2024 - Present

Osaic Wealth, Inc. (UNIONDALE NY)

NY

06/01/2009 - 06/14/2024

SECURITIES AMERICA, INC. (GARDEN CITY NY)

NY

05/01/2003 - 06/16/2009

MML INVESTORS SERVICES, INC. (GARDEN CITY NY)

NY

11/16/1995 - 05/22/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Carl Probst.
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