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Michael Carl Arluna

Morgan Stanley

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About Michael Carl Arluna

Michael Arluna is a financial advisor registered with Morgan Stanley, located in Baltimore, Maryland. Michael is an active advisor with over 20 years of experience in the financial services industry. Michael has a broad range of experience, specializing in investment banking and portfolio management. Michael is also a registered investment advisor and is licensed to provide financial advice to individuals, businesses, and institutions.

Firm Information

Michael Arluna is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Michael Arluna’s Registration & Firm History

MD

05/08/2017 - Present

Morgan Stanley (Baltimore MD)

NJ

12/01/2009 - 05/03/2010

MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)

NJ

06/01/2009 - 12/02/2009

MORGAN STANLEY SMITH BARNEY (JERSEY CITY NJ)

NJ

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)

NJ

07/18/2006 - 04/02/2007

MORGAN STANLEY DW INC. (JERSEY CITY NJ)

NJ

06/09/2006 - 07/07/2006

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

NE

01/03/2005 - 03/29/2006

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

11/07/2002 - 03/26/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

07/31/2002 - 09/12/2002

NEUBERGER BERMAN, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/03/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 07/30/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Carl Arluna.
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