Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Caracappa is a registered representative with Osaic Institutions, Inc. in Plainview, New York. Michael has been in the financial services industry since 2004. Michael is a registered investment advisor and holds Series 7 and Series 66 licenses. Michael also has experience with Essex National Securities, LLC, NYLIFE Securities LLC, Chase Investment Services Corp., Financial Network Investment Corporation, and Westrock Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/14/2021 - Present
Osaic Institutions, Inc. (PLAINVIEW NY)
NY
08/22/2011 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (PLAINVIEW NY)
NY
11/18/2010 - 08/10/2011
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
04/13/2010 - 10/26/2010
CHASE INVESTMENT SERVICES CORP. (HAUPPAUGE NY)
NY
05/15/2008 - 04/14/2010
ESSEX NATIONAL SECURITIES, INC. (COMMACK NY)
NY
07/20/2006 - 01/30/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (SYOSSET NY)
NY
04/21/2005 - 04/28/2006
WESTROCK ADVISORS, INC. (NEW YORK NY)
GA
01/19/2004 - 04/25/2005
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
BOTH
Issued 06/03/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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