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Michael Caputo

Nylife Securities LLC

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About Michael Caputo

Michael Caputo is a registered representative with Nylife Securities LLC and has been in the securities industry since September 17, 2019. Michael holds Series 63, Series 6TO, and SIE licenses. Michael is registered to conduct business in Connecticut, Florida, Maine, Michigan, Mississippi, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Washington.

Firm Information

Michael Caputo is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Caputo’s Registration & Firm History

NY

09/18/2019 - Present

Nylife Securities LLC (DEWITT NY)

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Licenses & Designations

BC

Issued 06/26/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/11/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Caputo.
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