Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Caputo is a financial professional with over 15 years of experience in the industry. Michael is currently registered with Calton & Associates, Inc. and has previously worked with NEWBRIDGE SECURITIES CORPORATION, J.P. TURNER & COMPANY, L.L.C., GARDEN STATE SECURITIES, INC. and NYLIFE SECURITIES LLC. Michael is licensed to provide financial advice and services in 16 states and holds various licenses including Series 6, 7, 24, 63, 99TO and SIE. Michael specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
06/04/2013 - Present
Calton & Associates, Inc. (MATAWAN NJ)
NJ
09/01/2009 - 06/05/2013
NEWBRIDGE SECURITIES CORPORATION (MATAWAN NJ)
NY
10/27/2008 - 09/01/2009
J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)
NJ
01/08/2008 - 10/27/2008
GARDEN STATE SECURITIES, INC. (TINTON FALLS NJ)
NY
11/06/2007 - 12/14/2007
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 05/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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