Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Caputo is a financial advisor who has been in the industry since 1985. He is currently registered with Summit Financial, LLC and is a Registered Representative and Investment Advisor Representative. Michael also has experience working with Summit Equities, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, G. R. Phelps & Co., Inc., and Pruco Securities Corporation. Michael's expertise includes offering insurance products through various insurance companies, serving as the President of MAC Pension, Inc., providing investment advisory services through Summit Financial, LLC, and referring clients to Fieldpoint Private Bank & Trust for various banking services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/08/2021 - Present
Summit Financial, LLC (WHITE PLAINS NY)
NY
12/03/2007 - 09/19/2018
SUMMIT EQUITIES, INC. (WHITE PLAINS NY)
NY
05/03/1999 - 12/14/2007
PARK AVENUE SECURITIES LLC (RYE BROOK NY)
NY
10/28/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
02/10/1987 - 11/11/1989
G. R. PHELPS & CO., INC.
NA
08/16/1985 - 02/18/1987
PRUCO SECURITIES CORPORATION
IA
Issued 06/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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