Unclaimed
Michael Canning is a financial professional registered with Northwestern Mutual Investment Services, LLC. Michael is currently based in West Hartford, CT. Michael is also registered with the states of Connecticut, Florida, Massachusetts, North Carolina, and Rhode Island. Prior to joining Northwestern Mutual Investment Services, LLC, Michael was employed by PARK AVENUE SECURITIES LLC and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
02/28/2022 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
CT
10/24/2019 - 01/02/2022
PARK AVENUE SECURITIES LLC (NEW HAVEN CT)
CT
07/16/2015 - 02/07/2019
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
BC
Issued 08/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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