Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Cacicedo is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been in the financial industry for over 20 years and has a strong background in investment consulting and portfolio management. Prior to joining Wells Fargo, Michael held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Van Der Moolen Specialists USA, LLC, and Lyden, Dolan, Nick & Co., LLC. Michael holds the Series 7, Series 14, Series 14A, Series 21, and Series 25 licenses. Michael is also a Registered Representative with FINRA. Michael's specializations include investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
03/12/2018 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
07/27/2007 - 03/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/08/2002 - 06/01/2007
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
10/01/2000 - 03/01/2002
LYDEN, DOLAN, NICK & CO., LLC (NEW YORK NY)
BC
Issued 03/05/2007
Series 14 - Compliance Officer Examination
BC
Issued 08/31/2005
Series 14A - Compliance Official Specialist Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 03/30/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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