Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Borja is a financial professional with over 15 years of experience in the securities industry. Michael has a strong background in the financial markets, having worked with several prominent firms, including Citigroup Global Markets Inc. and B. Riley FBR, Inc. Currently, Michael is registered as a broker with Compass Point Research & Trading, LLC in Washington, DC. Michael holds both the Series 7 and the Securities Industry Essentials Examination (SIE) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
03/21/2023 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
VA
11/09/2015 - 03/13/2018
MLV & CO. LLC (Arlington VA)
CA
04/12/2012 - 03/13/2018
B. RILEY FBR, INC. (LOS ANGELES CA)
CA
10/25/2006 - 11/08/2011
FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)
NY
02/21/2006 - 10/12/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
12/19/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 03/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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