Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael C. Wanic is a financial advisor with Scotia Capital (usa) Inc., a firm that is active in the broker-dealer space and not in scope for investment advisors. Michael has been in the financial services industry since 1993, making his professional experience a significant asset. His registrations with both FINRA and the various states indicate a focus on providing a wide range of services. Michael has a broad range of experience as his past employment included firms like Jefferies LLC, Mitsubishi UFJ Securities (USA), Inc., and Deutsche Bank Securities Inc. Michael's career and qualifications indicate a strong understanding of the financial markets and his commitment to providing clients with tailored investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
04/10/2012 - 03/05/2019
JEFFERIES LLC (NEW YORK NY)
NY
01/09/2012 - 04/03/2012
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
05/04/2009 - 01/10/2012
NEWEDGE USA, LLC (NEW YORK NY)
NY
06/07/1999 - 12/31/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/18/1992 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 05/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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