Unclaimed
Michael C. Walker is a financial advisor with over 23 years of experience in the industry. Michael is currently registered with International Assets Investment Management, LLC, where Michael provides financial advice to individuals and corporations. Michael previously worked at Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and UBS Financial Services Inc. Michael is licensed to provide investment advice in California, Florida, South Carolina, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/03/2022 - Present
International Assets Investment Management, LLC (LA CRESCENTA BLVD. CA)
CA
03/31/2014 - 06/06/2022
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
CA
09/15/2006 - 04/24/2014
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
09/09/1999 - 09/26/2006
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
IA
Issued 08/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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