Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Vieten is a financial professional with over 10 years of experience in the securities industry. Michael is currently registered with Ba Securities, LLC. Prior to joining Ba Securities, Michael was a registered representative at Dalmore Group LLC and Stifel, Nicolaus & Company, Incorporated. Michael holds Series 7, 86, 87, SIE, and 82TO licenses as well as a Series 63 license. Michael is registered to provide securities and investment advisory services in District of Columbia, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/06/2024 - Present
BA Securities, LLC (NEW YORK NY)
NY
07/22/2020 - 12/31/2022
DALMORE GROUP LLC (New York NY)
NY
06/11/2013 - 08/19/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
12/17/2010 - 06/05/2013
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 11/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/30/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/29/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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