Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael C Smith is a financial advisor who is registered with Northwestern Mutual Investment Services, LLC. Michael is registered with the state of New York and holds Series 6, 7TO, and 63 licenses. Michael has been in the financial services industry since 2016. Michael is an active advisor who focuses on providing financial advice to individuals and businesses. Michael is affiliated with Northwestern Mutual Investment Services, LLC and has a history of providing investment services. Michael is an experienced advisor who has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
01/08/2021 - Present
Northwestern Mutual Investment Services, LLC (POUGHKEEPSIE NY)
NY
01/25/2016 - 04/12/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEWBURGH NY)
BC
Issued 01/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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