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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael C Rice is a financial advisor at Robert W. Baird & Co. Inc. based in Kansas City, MO. Michael has been in the industry since 2005 and holds several licenses and registrations including Series 7, 63, 52TO, 50, and SIE. Michael has a diverse background in the financial industry having previously worked at UMB Financial Services, Inc. and American Century Investment Services Inc. Prior to his current role, Michael worked as a financial advisor at American Century Brokerage, Inc. Michael is a registered representative in Missouri and Texas and specializes in a variety of financial services including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MO
11/10/2020 - Present
Robert W. Baird & Co. Inc. (Kansas City MO)
MO
07/22/2016 - 11/04/2020
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MO
11/30/2005 - 07/27/2016
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
MO
06/24/2010 - 12/31/2012
AMERICAN CENTURY BROKERAGE, INC. (KANSAS CITY MO)
BC
Issued 10/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/15/2021
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2010
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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