Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Raissis has been in the industry since 2008 and has been registered with J.p. Morgan Securities LLC since 2021. Previously, Michael worked for Oppenheimer & Co. Inc., UBS Financial Services Inc., E*TRADE Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael holds Series 4, 7, 10, 24 and 66 licenses and offers investment advisory services to individuals, businesses, pension and profit-sharing plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/11/2021 - Present
J.p. Morgan Securities LLC (New York NY)
CA
05/17/2018 - 09/20/2019
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
07/24/2012 - 04/17/2018
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
GA
07/20/2011 - 07/05/2012
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NJ
06/04/2007 - 07/15/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/25/2006 - 06/04/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/22/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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