Unclaimed
Michael Pemberton is a financial advisor with over 20 years of experience in the financial services industry. Michael has a proven track record of providing sound financial advice and investment management services to individuals and families. Michael is a Certified Financial Planner and holds the Series 63, 65, 7, and SIE licenses. Michael currently works with Kestra Investment Services, LLC and Kestra Advisory Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
11/01/2023 - Present
Kestra Advisory Services, LLC (Woodstock GA)
GA
07/30/2009 - 10/01/2018
KOVACK SECURITIES INC. (ATLANTA GA)
GA
03/30/2009 - 08/06/2009
WFG INVESTMENTS, INC. (ATLANTA GA)
GA
03/01/2007 - 04/02/2009
EQUITY SERVICES, INC. (ATLANTA GA)
GA
10/03/2001 - 01/19/2007
PARK AVENUE SECURITIES LLC (ATLANTA GA)
IA
Issued 02/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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