Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael C. Morris is a financial professional with over 18 years of experience in the industry. Michael is currently registered with Guggenheim Securities, LLC in Richmond, Virginia. Prior to that, Michael was registered with Davenport & Company LLC and UBS Securities LLC. Michael has a broad range of experience and holds licenses in Series 63, Series 86, Series 87 and Series 7. Michael is licensed in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
09/10/2013 - Present
Guggenheim Securities, LLC (RICHMOND VA)
VA
05/25/2010 - 09/11/2013
DAVENPORT & COMPANY LLC (RICHMOND VA)
NY
05/26/2005 - 04/15/2010
UBS SECURITIES LLC (NEW YORK NY)
NY
09/17/2004 - 05/23/2005
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 08/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/14/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Michael Morris is the right advisor for you? Invested Better is here to help.
