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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gould is a financial advisor who has been in the industry since 2004. Michael is currently registered with UBS Financial Services Inc. in North Carolina and Texas. Michael has worked with previous firms including CITIGROUP GLOBAL MARKETS INC. and AMERIPRISE FINANCIAL SERVICES, INC. Michael is a registered representative of UBS Financial Services Inc., and is also a licensed investment advisor representative in North Carolina. Michael has passed the Series 66, Series 7 and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
01/05/2017 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
05/25/2007 - 05/06/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NC
10/04/2004 - 05/11/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CHAPEL HILL NC)
MN
10/04/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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