Unclaimed
Michael Dobkowski is a securities professional registered with Franklin Distributors, LLC. Michael has been in the industry for 10 years. Michael has been registered with Franklin Distributors, LLC since 6/24/2022. Michael has previously worked with BARINGS SECURITIES LLC, GOLDMAN, SACHS & CO., MERCER ALLIED COMPANY, L.P. and MORGAN STANLEY DW INC. Michael is licensed to sell securities in 12 states: Alabama, California, Connecticut, Florida, Georgia, Maryland, Massachusetts, New York, North Carolina, South Carolina, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/24/2022 - Present
Franklin Distributors, LLC (BALTIMORE MD)
NC
06/30/2017 - 06/27/2022
BARINGS SECURITIES LLC (CHARLOTTE NC)
NY
05/19/2005 - 05/18/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/10/2004 - 05/25/2005
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
12/07/2001 - 08/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 12/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2018
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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