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Michael C Dobkowski

Franklin Distributors, LLC

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About Michael C Dobkowski

Michael Dobkowski is a securities professional registered with Franklin Distributors, LLC. Michael has been in the industry for 10 years. Michael has been registered with Franklin Distributors, LLC since 6/24/2022. Michael has previously worked with BARINGS SECURITIES LLC, GOLDMAN, SACHS & CO., MERCER ALLIED COMPANY, L.P. and MORGAN STANLEY DW INC. Michael is licensed to sell securities in 12 states: Alabama, California, Connecticut, Florida, Georgia, Maryland, Massachusetts, New York, North Carolina, South Carolina, Tennessee, and Virginia.

Firm Information

Michael Dobkowski is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Dobkowski’s Registration & Firm History

MD

06/24/2022 - Present

Franklin Distributors, LLC (BALTIMORE MD)

NC

06/30/2017 - 06/27/2022

BARINGS SECURITIES LLC (CHARLOTTE NC)

NY

05/19/2005 - 05/18/2007

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

08/10/2004 - 05/25/2005

MERCER ALLIED COMPANY, L.P. (COHOES NY)

NY

12/07/2001 - 08/06/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 12/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2018

Series 3 - National Commodity Futures Examination

BC

Issued 06/24/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael C Dobkowski.
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