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Michael C Di felice

Btig, LLC

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About Michael C Di felice

Michael Di felice is a financial professional with over 12 years of experience in the industry. Michael is currently registered with Btig, LLC, and is licensed in 17 states. Michael has a Series 7, 63 and 79 license and has passed the SIE exam. Michael has previously worked with GMP Securities, LLC and Deutsche Bank Securities Inc.

Firm Information

Michael Di felice is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Di felice’s Registration & Firm History

FL

03/06/2017 - Present

Btig, LLC (Miami FL)

NY

07/24/2012 - 03/02/2017

GMP SECURITIES, LLC (NEW YORK NY)

NY

11/25/2010 - 07/16/2012

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/29/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2012

Series 7 - General Securities Representative Examination

BC

Issued 11/24/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael C Di felice.
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