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Michael C Cornelius

Cetera Advisors LLC

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About Michael C Cornelius

Michael Cornelius is a financial advisor based in SAN DIEGO, CA. Michael Cornelius is currently registered with Cetera Advisors LLC. Michael Cornelius has been in the industry since September 3, 1995. Cetera Advisors LLC is a Broker-Dealer and Investment Advisor. Prior to Cetera Advisors LLC, Michael Cornelius was registered with INDEPENDENT FINANCIAL GROUP, LLC, TD AMERITRADE, INC., JACK WHITE & COMPANY, INC., WHITE SECURITIES, INC. and DEL MAR FINANCIAL SERVICES, INCORPORATED. Michael Cornelius has passed the Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63 and SIE exams. Michael Cornelius is currently registered with the state of California.

Firm Information

Michael Cornelius is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Cornelius’s Registration & Firm History

CA

01/13/2024 - Present

Cetera Advisors LLC (SAN DIEGO CA)

CA

05/03/2021 - 09/22/2023

INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)

CA

06/01/1998 - 04/20/2021

TD AMERITRADE, INC. (SAN DIEGO CA)

NA

02/03/1996 - 06/01/1998

JACK WHITE & COMPANY, INC.

AZ

03/29/1995 - 10/05/1995

WHITE SECURITIES, INC. (SCOTTSDALE AZ)

CA

01/03/1995 - 04/03/1995

DEL MAR FINANCIAL SERVICES, INCORPORATED (IRVINE CA)

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Licenses & Designations

BC

Issued 01/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2010

Series 24 - General Securities Principal Examination

BC

Issued 04/27/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/13/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/31/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/04/1997

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/1997

Series 3 - National Commodity Futures Examination

BC

Issued 12/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael C Cornelius.
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