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Michael C Cipriano

Arbor Research & Trading, LLC

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About Michael C Cipriano

Michael Cipriano is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Arbor Research & Trading, LLC and has held previous positions with BANC ONE SECURITIES CORPORATION and CHASE INVESTMENT SERVICES CORP. Michael has passed the Series 4, 63, and 7 exams. Michael is registered in Illinois, New York, and Texas.

Firm Information

Michael Cipriano is currently registered with Arbor Research & Trading, LLC. Arbor Research & Trading, LLC is a Limited Liability Company formed in June 2012. The firm is registered with the SEC and in 18 states.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Cipriano’s Registration & Firm History

IL

01/03/2006 - Present

Arbor Research & Trading, LLC (LAKE BARRINGTON IL)

IL

12/01/2000 - 01/18/2006

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

IL

12/13/2004 - 01/03/2006

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2003

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael C Cipriano. Review regulatory record here.
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