Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Chen is a financial professional with over 14 years of experience in the financial services industry. Michael's career started at American Express Financial Advisors Inc. and IDS Life Insurance Company, followed by positions at Houlihan Lokey Capital, Inc., and currently at ING Financial Markets LLC. Michael has a strong background in investment banking and holds Series 7, Series 63, Series 66, SIE, and Series 79TO licenses. Michael is registered in California and New York and is currently active in both states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2013 - Present
ING Financial Markets LLC (NEW YORK NY)
CA
08/18/2009 - 09/06/2013
HOULIHAN LOKEY CAPITAL, INC. (LOS ANGELES CA)
MN
02/15/2002 - 03/18/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/15/2002 - 03/18/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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