Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael C Ball is a financial advisor with Smbc Nikko Securities America, Inc., a registered broker-dealer. Michael has been in the industry since 2014 and holds the Series 7, 79, 63 and SIE licenses. Michael has been a registered representative of Smbc Nikko Securities America, Inc. since June 2023 and is registered to sell securities in 51 states. Michael previously worked at SG Americas Securities, LLC and Scotia Capital (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/22/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/09/2016 - 05/03/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/16/2014 - 03/07/2016
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 12/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/16/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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