Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael C. Anderson is a financial advisor with Empower Advisory Group, LLC. Michael has been in the financial services industry since 2006 and is registered with FINRA and the state of California. Michael provides financial planning, portfolio management for individuals and educational seminars. Michael holds the Series 7, Series 63, Series 65, and SIE licenses. Michael is also a Certified Financial Planner. Prior to joining Empower Advisory Group, LLC, Michael was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/14/2021 - Present
Empower Advisory Group, LLC (Pasadena CA)
CA
04/26/2017 - 10/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLENDALE CA)
UT
03/22/2016 - 09/30/2016
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
06/03/2013 - 03/11/2016
SCOTTRADE, INC. (SALT LAKE CITY UT)
CT
09/28/2012 - 01/31/2013
RBS SECURITIES INC. (STAMFORD CT)
UT
01/03/2011 - 08/21/2012
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
12/02/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
NY
04/05/2007 - 03/17/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
UT
03/27/2006 - 04/04/2007
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
IA
Issued 03/02/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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