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Michael Buttenmuller

Velocity Clearing, LLC

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About Michael Buttenmuller

Michael Buttenmuller is a Registered Representative with Velocity Clearing, LLC and has over 20 years of experience in the financial industry. Michael is also a Principal and has the Series 14, 24, 7, 99TO and SIE licenses. Michael is licensed in New Jersey and New York. Michael was previously with E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC and HARRISDIRECT LLC.

Firm Information

Michael Buttenmuller is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Buttenmuller’s Registration & Firm History

NJ

05/10/2021 - Present

Velocity Clearing, LLC (HAZLET NJ)

NJ

09/30/2016 - 11/06/2019

E*TRADE SECURITIES LLC (Jersey City NJ)

NJ

02/07/2006 - 09/30/2016

E*TRADE CLEARING LLC (Jersey City NJ)

NJ

07/21/1999 - 12/31/2005

HARRISDIRECT LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/09/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/08/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Buttenmuller.
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