Unclaimed
Michael Buttenmuller is a Registered Representative with Velocity Clearing, LLC and has over 20 years of experience in the financial industry. Michael is also a Principal and has the Series 14, 24, 7, 99TO and SIE licenses. Michael is licensed in New Jersey and New York. Michael was previously with E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC and HARRISDIRECT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/10/2021 - Present
Velocity Clearing, LLC (HAZLET NJ)
NJ
09/30/2016 - 11/06/2019
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
02/07/2006 - 09/30/2016
E*TRADE CLEARING LLC (Jersey City NJ)
NJ
07/21/1999 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/08/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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