Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Burns Connors is a financial advisor with over 8 years of experience in the industry. Michael has a strong background in investment banking, having worked at several top firms, including UBS Securities LLC and Rafferty Capital Markets, LLC. Michael is currently registered with Santander US Capital Markets LLC, and holds Series 7, 79, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/03/2017 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
07/30/2015 - 09/29/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
05/14/2010 - 07/07/2010
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
NY
06/04/2004 - 07/15/2004
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 01/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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