Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carson is a financial advisor with Wells Fargo Securities, LLC. Michael has been in the securities industry since 2013. Michael holds the Series 7, 7TO, 24, 55, 63, and SIE licenses. Michael's previous firms include Deutsche Bank Securities Inc., Barclays Capital Inc., UBS Securities LLC, Citigroup Global Markets Inc., and Credit Suisse Securities (USA) LLC. Michael is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/31/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
12/24/2014 - 09/19/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/07/2012 - 12/24/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/06/2009 - 09/30/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
08/13/2007 - 02/06/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/13/2005 - 07/24/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Carson is the right advisor for you? Invested Better is here to help.
