Unclaimed
Michael Bryant Sherrard is a financial advisor currently registered with Vanguard Marketing Corp. in Charlotte, North Carolina. Michael has been in the industry since October 21, 2019, and has a Series 66, Series 7TO, and SIE license. Michael previously worked at AXA Advisors, LLC in Charlotte, North Carolina from September 10, 2019 to March 26, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/08/2020 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
09/10/2019 - 03/26/2020
AXA ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 10/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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