Unclaimed
Michael Bruno Wood has been a registered representative in the securities industry since 2004. Michael is currently registered with Dealerweb Inc. in New York, New York and holds the following licenses: Series 3, Series 7, Series 24, and Series 63. Michael has previously been employed with TRADEWEB L.L.C, EXECUTION ACCESS, LLC, and BROKERTEC AMERICAS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/01/2022 - Present
Dealerweb Inc. (NEW YORK NY)
NJ
10/16/2018 - 02/01/2022
TRADEWEB L.L.C (JERSEY CITY NJ)
NY
12/03/2015 - 10/11/2018
EXECUTION ACCESS, LLC (NEW YORK NY)
NJ
12/17/2004 - 08/25/2015
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
BC
Issued 06/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2005
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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