Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bruce Kaplowitz is an Investment Advisor Representative at Osaic Wealth, Inc. Michael has been in the financial services industry since November 22, 1984, and has extensive experience in portfolio management for individuals and businesses. Michael also provides financial planning services and helps clients select other advisors when needed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (Katonah NY)
NY
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Katonah NY)
NY
10/31/2008 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Somers NY)
NY
11/01/2006 - 11/06/2008
AXA ADVISORS, LLC (ARMONK NY)
NY
05/01/2000 - 11/06/2006
HORNOR, TOWNSEND & KENT, INC. (ARMONK NY)
NY
01/02/1998 - 05/01/2000
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
12/15/1995 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
NY
01/16/1986 - 12/15/1995
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
11/21/1984 - 01/13/1986
BERKSHIRE EQUITY SALES, INC.
IA
Issued 05/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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