Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Frischman is a financial advisor with over 30 years of experience in the industry. Michael is registered with IC Advisory Services, Inc. and holds a Series 6, 7, 63, and 65 licenses as well as the SIE exam. Michael has a strong track record of helping clients achieve their financial goals. Michael is a Certified Financial Planner™ professional, a designation awarded to individuals who meet rigorous education and experience requirements and have demonstrated a commitment to ethics and professionalism. Michael offers a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/23/2023 - Present
IC Advisory Services, Inc. (WEST HILLS CA)
CA
09/02/2016 - 05/21/2018
QUESTAR CAPITAL CORPORATION (WOODLAND HILLS CA)
CA
10/23/2009 - 09/06/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ENCINO CA)
CA
12/12/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SHERMAN OAKS CA)
CA
05/29/2007 - 12/20/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
CA
01/31/1997 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
WI
01/28/1991 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 03/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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