Unclaimed
Michael Barrie is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Michael has been in the industry since November 2, 2014 and is licensed to sell securities in Illinois. Michael holds Series 6, 7, and 63 licenses, as well as the SIE exam. Michael is located in Ottawa, Illinois, and works out of the Northwestern Mutual Investment Services, LLC office at 110 E. MAIN STREET, STE 220.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
11/03/2014 - Present
Northwestern Mutual Investment Services, LLC (OTTAWA IL)
BC
Issued 02/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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