Unclaimed
Michael Bruce is a financial advisor with TP Icap Global Markets Americas LLC, located in New York, NY. Michael is registered with FINRA and has been in the securities industry since May 10, 2006. Michael is a Series 7 and Series 63 licensed representative. Prior to joining TP Icap Global Markets Americas LLC, Michael was employed at ICAP Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/26/2008 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
05/11/2006 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 09/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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