Unclaimed
Michael Brown is a registered representative with Sanford C. Bernstein & Co., LLC, located in New York, NY. Michael has been in the industry since 2021. Prior to joining Sanford C. Bernstein & Co., LLC, Michael was associated with Truist Securities, Inc.. Michael is licensed in Texas and holds the Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
05/02/2023 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
GA
08/20/2021 - 02/07/2023
TRUIST SECURITIES, INC. (ATLANTA GA)
BC
Issued 08/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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