Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brown is an investment advisor representative at Charles Schwab & Co., Inc. Michael has been in the industry since October 9, 2016 and has been registered with the state of Texas as a broker-dealer and investment advisor. Previously, Michael worked at USAA Financial Advisors, Inc. Michael holds Series 7, 9, 10, 63, and 65 licenses. Michael's office is located at 3000 Schwab Way in Westlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
05/23/2020 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
10/10/2016 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
IA
Issued 7/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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